Financial Markets Act 19 of 2012 & Rules and Regulations

Financial Markets Act 19 of 2012 & Rules and Regulations
14 May 2021

About this publication:

This title in the Juta’s Pocket Statutes series reflects the law as at 19 April 2021.

Key Benefits:

  • Up-to-date
  • Accessible
  • Affordable
  • Also available as part of the 5-volume Corporate Pocket Library.

Contents:

  • Key Addresses
  • Quick Finder for Key Topics
  • Financial Markets Act 19 of 2012
    • PENDLEX: Act 9 of 2017
  • Rules and Regulations
    • Rules of Strate Limited, 1999
    • Code of Conduct for authorised users, 2005
    • Equities Rules, 2005
    • Requirements imposed by the Financial Services Board for nominees to operate in South Africa, 2007
    • Application for approval of the acquisition or the holding of shares or any other interest in a market infrastructure, 2013
    • Conditions applicable to the demutualisation of an exchange, central securities depository or independent clearing house, 2013
    • Conditions applicable to the inclusion by an exchange of securities issued by it in its own list, 2013
    • Accounting records to be maintained by a regulated person, 2013
    • Determination of fit and proper requirements for market infrastructures, 2013
    • Penalties to be imposed by the registrar, 2013
    • Matters to be reported on by auditor of a regulated person, 2013
    • Report by a market infrastructure to the registrar, 2013
    • Conditions applicable to the amalgamation, merger, transfer or disposal of market infrastructures, 2013
    • Requirements applicable to the granting of a market infrastructure licence, 2013
    • Directive and Guideline 1 of 2014: Directive and Guideline regarding infrastructures provided by companies facilitating trading in their own securities
    • Notice regarding conflicts of interest
    • Prescribed Fees, 2015
    • Reporting of transactions to the Registrar
    • Financial Markets Act Regulations

Interest/benefit to:

  • Auditors and accounting professionals
  • Bankers
  • Authorised security users
  • Financial institutions
  • Brokers and inter-dealer brokers
  • Financial professionals and service providers
  • Stockbrokers & security traders

General information:

  • Edition: 4th
  • Format: Print
  • Extent: 522 Pages
  • ISBN: 9781485137986
  • Published: 2021
  • Category: Juta’s Pocket Statutes, Financial Services, Commercial Law
  • Retail price: R305

Click here to purchase your copy.

See also:

(This article is provided for informational purposes only and not for the purpose of providing legal advice. For more information on the topic, please contact the author/s or the relevant provider.)
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